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Our primary responsibility is to you, our Client. We are not part of a larger firm and our business model doesn’t rely on “selling products.” It’s based on providing sound advice and a high level of client service. Simply put, when you succeed, we succeed.
Process: After reviewing his employment contracts, there would be a very large tax event in the year of retirement from the combination of severance pay, bonuses, restricted stock and pension payouts. We purchased NAP credits (Neighborhood Assistance Program) for him with appreciated stock providing significant tax savings. We also coordinated with his company’s HR and discovered several mistakes in the analysis of his pension, deferred compensation and severance benefits. Upon his retirement, we created an Investment Policy Statement for him to guide investment and cash flow decisions over the next year and the years to come. Of equal importance, we plugged him into our network of professionals, entrepreneurs and investors to help network and write the next chapter of his life.
Case studies presented are based on actual clients, however, some of the information may have been changed or altered . These studies are provided for educational purposes only. Similar, or even positive results, cannot be guaranteed. Each client has their own unique set of circumstances so products and strategies may not by suitable for all people. Please consult with a qualified professional before implementing any strategy discussed herein. No portion of these case studies is to be interpreted as a testimonial or endorsement of the firms’ investment advisory services.